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FA-56841 / Auction allocation rules / Open access

Deposit admission: cleared admission · case 01

Pending deposit transfers are counted as cleared collateral.

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ROOT CAUSE

Pending deposit transfers are counted as cleared collateral.

VERIFIED REPAIR

For cleared admission, apply the stipulated decision x["cleared"]>=x["required"].

Unsuccessful approach: The attempted repair uses x["cleared"]-x["pending"]>=x["required"]; the explicit regression cases demonstrate that this still violates the stipulated auction rule.

Case contract

Toy bidder deposits consist of cleared, pending and restricted tranches. Deposits are auction-scoped and denomination-specific. Admission capacity is per bidder; a waiver substitutes for a required deposit without turning a pending transfer into cash. Named decision cleared-admission: For cleared admission, apply the stipulated decision x["cleared"]>=x["required"].

Why this case matters

Offline administrative auction model for software failure analysis.

1 / The failure

Exit 1
"""Failure Map reference implementation. Python standard library only."""
import json

N = 1
observations = []
def solve(x):
    v0 = x["cleared"]+x["pending"]>=x["required"]
    v1 = max(0,x["cleared"]-x["restricted"])
    v2 = x["waiver"] or x["cleared"]>=x["required"]
    v3 = x["auction"]==x["deposit_auction"]
    v4 = x["currency"]==x["deposit_currency"]
    v5 = max(0,x["cleared"]-x["chargeback"])
    v6 = max(0,x["cleared"]-x["locked"])
    v7 = x["owner"]==x["beneficiary"] and x["owner"] in x["owners"]
    v8 = 0 if x["expired"] else x["cleared"]+(x["topup"] if x["confirmed"] else 0)
    v9 = min(x["refunded"],max(0,x["cleared"]-x["locked"]))
    return {'cleared-admission':v0,'restricted-tranche':v1,'deposit-waiver-admission':v2,'auction-scope':v3,'denomination-scope':v4,'chargeback-recovery':v5,'withdrawable-deposit':v6,'beneficial-owner':v7,'topup-posting':v8,'refund-available-ceiling':v9}
def check(label, actual, expected):
    observations.append({"check": label, "actual": actual, "expected": expected, "passed": actual == expected})
fixtures = [('normal contract', {'cleared': 20, 'pending': 15, 'restricted': 7, 'required': 25, 'waiver': False, 'auction': 'A', 'deposit_auction': 'A', 'currency': 'TOK', 'deposit_currency': 'TOK', 'chargeback': 3, 'locked': 6, 'owners': ['a', 'b'], 'owner': 'a', 'beneficiary': 'a', 'expired': False, 'topup': 8, 'confirmed': False, 'refunded': 4}, [False, False, False, False, False]), ('deposit waived', {'cleared': 20, 'pending': 15, 'restricted': 7, 'required': 25, 'waiver': True, 'auction': 'A', 'deposit_auction': 'A', 'currency': 'TOK', 'deposit_currency': 'TOK', 'chargeback': 3, 'locked': 6, 'owners': ['a', 'b'], 'owner': 'a', 'beneficiary': 'a', 'expired': False, 'topup': 8, 'confirmed': False, 'refunded': 4}, [False, False, False, False, False]), ('cleared sufficient', {'cleared': 20, 'pending': 15, 'restricted': 7, 'required': 10, 'waiver': False, 'auction': 'A', 'deposit_auction': 'A', 'currency': 'TOK', 'deposit_currency': 'TOK', 'chargeback': 3, 'locked': 6, 'owners': ['a', 'b'], 'owner': 'a', 'beneficiary': 'a', 'expired': False, 'topup': 8, 'confirmed': False, 'refunded': 4}, [True, True, True, True, True]), ('cleared sufficient / deposit waived', {'cleared': 20, 'pending': 15, 'restricted': 7, 'required': 10, 'waiver': True, 'auction': 'A', 'deposit_auction': 'A', 'currency': 'TOK', 'deposit_currency': 'TOK', 'chargeback': 3, 'locked': 6, 'owners': ['a', 'b'], 'owner': 'a', 'beneficiary': 'a', 'expired': False, 'topup': 8, 'confirmed': False, 'refunded': 4}, [True, True, True, True, True]), ('wrong auction', {'cleared': 20, 'pending': 15, 'restricted': 7, 'required': 25, 'waiver': False, 'auction': 'A', 'deposit_auction': 'B', 'currency': 'TOK', 'deposit_currency': 'TOK', 'chargeback': 3, 'locked': 6, 'owners': ['a', 'b'], 'owner': 'a', 'beneficiary': 'a', 'expired': False, 'topup': 8, 'confirmed': False, 'refunded': 4}, [False, False, False, False, False]), ('wrong denomination', {'cleared': 20, 'pending': 15, 'restricted': 7, 'required': 25, 'waiver': False, 'auction': 'A', 'deposit_auction': 'A', 'currency': 'TOK', 'deposit_currency': 'ALT', 'chargeback': 3, 'locked': 6, 'owners': ['a', 'b'], 'owner': 'a', 'beneficiary': 'a', 'expired': False, 'topup': 8, 'confirmed': False, 'refunded': 4}, [False, False, False, False, False]), ('expired deposit', {'cleared': 20, 'pending': 15, 'restricted': 7, 'required': 25, 'waiver': False, 'auction': 'A', 'deposit_auction': 'A', 'currency': 'TOK', 'deposit_currency': 'TOK', 'chargeback': 3, 'locked': 6, 'owners': ['a', 'b'], 'owner': 'a', 'beneficiary': 'a', 'expired': True, 'topup': 8, 'confirmed': False, 'refunded': 4}, [False, False, False, False, False]), ('topup confirmed', {'cleared': 20, 'pending': 15, 'restricted': 7, 'required': 25, 'waiver': False, 'auction': 'A', 'deposit_auction': 'A', 'currency': 'TOK', 'deposit_currency': 'TOK', 'chargeback': 3, 'locked': 6, 'owners': ['a', 'b'], 'owner': 'a', 'beneficiary': 'a', 'expired': False, 'topup': 8, 'confirmed': True, 'refunded': 4}, [False, False, False, False, False]), ('chargeback consumes balance', {'cleared': 20, 'pending': 15, 'restricted': 7, 'required': 25, 'waiver': False, 'auction': 'A', 'deposit_auction': 'A', 'currency': 'TOK', 'deposit_currency': 'TOK', 'chargeback': 30, 'locked': 6, 'owners': ['a', 'b'], 'owner': 'a', 'beneficiary': 'a', 'expired': False, 'topup': 8, 'confirmed': False, 'refunded': 4}, [False, False, False, False, False]), ('all locked', {'cleared': 20, 'pending': 15, 'restricted': 7, 'required': 25, 'waiver': False, 'auction': 'A', 'deposit_auction': 'A', 'currency': 'TOK', 'deposit_currency': 'TOK', 'chargeback': 3, 'locked': 30, 'owners': ['a', 'b'], 'owner': 'a', 'beneficiary': 'a', 'expired': False, 'topup': 8, 'confirmed': False, 'refunded': 4}, [False, False, False, False, False])]
def vary(value):
 if type(value) is int: return value*N
 if isinstance(value,list): return [vary(v) for v in value]
 if isinstance(value,dict): return {k:(v if k in ['count', 'delivery_index', 'disputed', 'maximum_set', 'minimum_set', 'stage', 'threshold', 'waived'] else vary(v)) for k,v in value.items()}
 return value
for label, request, expected in fixtures:
 check(label, solve(vary(request))['cleared-admission'], expected[N-1])
print(json.dumps({"observations": observations, "passed": all(x["passed"] for x in observations)}, ensure_ascii=False))
raise SystemExit(0 if all(x["passed"] for x in observations) else 1)
Boundary fixtureActualExpectedOutcome
normal contractTrueFalseFailed
deposit waivedTrueFalseFailed
cleared sufficientTrueTruePassed
cleared sufficient / deposit waivedTrueTruePassed
wrong auctionTrueFalseFailed
wrong denominationTrueFalseFailed
expired depositTrueFalseFailed
topup confirmedTrueFalseFailed
chargeback consumes balanceTrueFalseFailed
all lockedTrueFalseFailed

SHA-256 / 83a40fa34ad25ef81e9a62e1d05f426ccdb4e7d6148e18aa5aba09b60dabafe1

2 / The unsuccessful fix

Exit 1
"""Failure Map reference implementation. Python standard library only."""
import json

N = 1
observations = []
def solve(x):
    v0 = x["cleared"]-x["pending"]>=x["required"]
    v1 = max(0,x["cleared"]-x["restricted"])
    v2 = x["waiver"] or x["cleared"]>=x["required"]
    v3 = x["auction"]==x["deposit_auction"]
    v4 = x["currency"]==x["deposit_currency"]
    v5 = max(0,x["cleared"]-x["chargeback"])
    v6 = max(0,x["cleared"]-x["locked"])
    v7 = x["owner"]==x["beneficiary"] and x["owner"] in x["owners"]
    v8 = 0 if x["expired"] else x["cleared"]+(x["topup"] if x["confirmed"] else 0)
    v9 = min(x["refunded"],max(0,x["cleared"]-x["locked"]))
    return {'cleared-admission':v0,'restricted-tranche':v1,'deposit-waiver-admission':v2,'auction-scope':v3,'denomination-scope':v4,'chargeback-recovery':v5,'withdrawable-deposit':v6,'beneficial-owner':v7,'topup-posting':v8,'refund-available-ceiling':v9}
def check(label, actual, expected):
    observations.append({"check": label, "actual": actual, "expected": expected, "passed": actual == expected})
fixtures = [('normal contract', {'cleared': 20, 'pending': 15, 'restricted': 7, 'required': 25, 'waiver': False, 'auction': 'A', 'deposit_auction': 'A', 'currency': 'TOK', 'deposit_currency': 'TOK', 'chargeback': 3, 'locked': 6, 'owners': ['a', 'b'], 'owner': 'a', 'beneficiary': 'a', 'expired': False, 'topup': 8, 'confirmed': False, 'refunded': 4}, [False, False, False, False, False]), ('deposit waived', {'cleared': 20, 'pending': 15, 'restricted': 7, 'required': 25, 'waiver': True, 'auction': 'A', 'deposit_auction': 'A', 'currency': 'TOK', 'deposit_currency': 'TOK', 'chargeback': 3, 'locked': 6, 'owners': ['a', 'b'], 'owner': 'a', 'beneficiary': 'a', 'expired': False, 'topup': 8, 'confirmed': False, 'refunded': 4}, [False, False, False, False, False]), ('cleared sufficient', {'cleared': 20, 'pending': 15, 'restricted': 7, 'required': 10, 'waiver': False, 'auction': 'A', 'deposit_auction': 'A', 'currency': 'TOK', 'deposit_currency': 'TOK', 'chargeback': 3, 'locked': 6, 'owners': ['a', 'b'], 'owner': 'a', 'beneficiary': 'a', 'expired': False, 'topup': 8, 'confirmed': False, 'refunded': 4}, [True, True, True, True, True]), ('cleared sufficient / deposit waived', {'cleared': 20, 'pending': 15, 'restricted': 7, 'required': 10, 'waiver': True, 'auction': 'A', 'deposit_auction': 'A', 'currency': 'TOK', 'deposit_currency': 'TOK', 'chargeback': 3, 'locked': 6, 'owners': ['a', 'b'], 'owner': 'a', 'beneficiary': 'a', 'expired': False, 'topup': 8, 'confirmed': False, 'refunded': 4}, [True, True, True, True, True]), ('wrong auction', {'cleared': 20, 'pending': 15, 'restricted': 7, 'required': 25, 'waiver': False, 'auction': 'A', 'deposit_auction': 'B', 'currency': 'TOK', 'deposit_currency': 'TOK', 'chargeback': 3, 'locked': 6, 'owners': ['a', 'b'], 'owner': 'a', 'beneficiary': 'a', 'expired': False, 'topup': 8, 'confirmed': False, 'refunded': 4}, [False, False, False, False, False]), ('wrong denomination', {'cleared': 20, 'pending': 15, 'restricted': 7, 'required': 25, 'waiver': False, 'auction': 'A', 'deposit_auction': 'A', 'currency': 'TOK', 'deposit_currency': 'ALT', 'chargeback': 3, 'locked': 6, 'owners': ['a', 'b'], 'owner': 'a', 'beneficiary': 'a', 'expired': False, 'topup': 8, 'confirmed': False, 'refunded': 4}, [False, False, False, False, False]), ('expired deposit', {'cleared': 20, 'pending': 15, 'restricted': 7, 'required': 25, 'waiver': False, 'auction': 'A', 'deposit_auction': 'A', 'currency': 'TOK', 'deposit_currency': 'TOK', 'chargeback': 3, 'locked': 6, 'owners': ['a', 'b'], 'owner': 'a', 'beneficiary': 'a', 'expired': True, 'topup': 8, 'confirmed': False, 'refunded': 4}, [False, False, False, False, False]), ('topup confirmed', {'cleared': 20, 'pending': 15, 'restricted': 7, 'required': 25, 'waiver': False, 'auction': 'A', 'deposit_auction': 'A', 'currency': 'TOK', 'deposit_currency': 'TOK', 'chargeback': 3, 'locked': 6, 'owners': ['a', 'b'], 'owner': 'a', 'beneficiary': 'a', 'expired': False, 'topup': 8, 'confirmed': True, 'refunded': 4}, [False, False, False, False, False]), ('chargeback consumes balance', {'cleared': 20, 'pending': 15, 'restricted': 7, 'required': 25, 'waiver': False, 'auction': 'A', 'deposit_auction': 'A', 'currency': 'TOK', 'deposit_currency': 'TOK', 'chargeback': 30, 'locked': 6, 'owners': ['a', 'b'], 'owner': 'a', 'beneficiary': 'a', 'expired': False, 'topup': 8, 'confirmed': False, 'refunded': 4}, [False, False, False, False, False]), ('all locked', {'cleared': 20, 'pending': 15, 'restricted': 7, 'required': 25, 'waiver': False, 'auction': 'A', 'deposit_auction': 'A', 'currency': 'TOK', 'deposit_currency': 'TOK', 'chargeback': 3, 'locked': 30, 'owners': ['a', 'b'], 'owner': 'a', 'beneficiary': 'a', 'expired': False, 'topup': 8, 'confirmed': False, 'refunded': 4}, [False, False, False, False, False])]
def vary(value):
 if type(value) is int: return value*N
 if isinstance(value,list): return [vary(v) for v in value]
 if isinstance(value,dict): return {k:(v if k in ['count', 'delivery_index', 'disputed', 'maximum_set', 'minimum_set', 'stage', 'threshold', 'waived'] else vary(v)) for k,v in value.items()}
 return value
for label, request, expected in fixtures:
 check(label, solve(vary(request))['cleared-admission'], expected[N-1])
print(json.dumps({"observations": observations, "passed": all(x["passed"] for x in observations)}, ensure_ascii=False))
raise SystemExit(0 if all(x["passed"] for x in observations) else 1)
Boundary fixtureActualExpectedOutcome
normal contractFalseFalsePassed
deposit waivedFalseFalsePassed
cleared sufficientFalseTrueFailed
cleared sufficient / deposit waivedFalseTrueFailed
wrong auctionFalseFalsePassed
wrong denominationFalseFalsePassed
expired depositFalseFalsePassed
topup confirmedFalseFalsePassed
chargeback consumes balanceFalseFalsePassed
all lockedFalseFalsePassed

SHA-256 / 04e4077bac4d81396f2d8ed1b6bf1ffaee1add269be40905f202e31d979846d6

3 / The verified repair

Exit 0
"""Failure Map reference implementation. Python standard library only."""
import json

N = 1
observations = []
def solve(x):
    v0 = x["cleared"]>=x["required"]
    v1 = max(0,x["cleared"]-x["restricted"])
    v2 = x["waiver"] or x["cleared"]>=x["required"]
    v3 = x["auction"]==x["deposit_auction"]
    v4 = x["currency"]==x["deposit_currency"]
    v5 = max(0,x["cleared"]-x["chargeback"])
    v6 = max(0,x["cleared"]-x["locked"])
    v7 = x["owner"]==x["beneficiary"] and x["owner"] in x["owners"]
    v8 = 0 if x["expired"] else x["cleared"]+(x["topup"] if x["confirmed"] else 0)
    v9 = min(x["refunded"],max(0,x["cleared"]-x["locked"]))
    return {'cleared-admission':v0,'restricted-tranche':v1,'deposit-waiver-admission':v2,'auction-scope':v3,'denomination-scope':v4,'chargeback-recovery':v5,'withdrawable-deposit':v6,'beneficial-owner':v7,'topup-posting':v8,'refund-available-ceiling':v9}
def check(label, actual, expected):
    observations.append({"check": label, "actual": actual, "expected": expected, "passed": actual == expected})
fixtures = [('normal contract', {'cleared': 20, 'pending': 15, 'restricted': 7, 'required': 25, 'waiver': False, 'auction': 'A', 'deposit_auction': 'A', 'currency': 'TOK', 'deposit_currency': 'TOK', 'chargeback': 3, 'locked': 6, 'owners': ['a', 'b'], 'owner': 'a', 'beneficiary': 'a', 'expired': False, 'topup': 8, 'confirmed': False, 'refunded': 4}, [False, False, False, False, False]), ('deposit waived', {'cleared': 20, 'pending': 15, 'restricted': 7, 'required': 25, 'waiver': True, 'auction': 'A', 'deposit_auction': 'A', 'currency': 'TOK', 'deposit_currency': 'TOK', 'chargeback': 3, 'locked': 6, 'owners': ['a', 'b'], 'owner': 'a', 'beneficiary': 'a', 'expired': False, 'topup': 8, 'confirmed': False, 'refunded': 4}, [False, False, False, False, False]), ('cleared sufficient', {'cleared': 20, 'pending': 15, 'restricted': 7, 'required': 10, 'waiver': False, 'auction': 'A', 'deposit_auction': 'A', 'currency': 'TOK', 'deposit_currency': 'TOK', 'chargeback': 3, 'locked': 6, 'owners': ['a', 'b'], 'owner': 'a', 'beneficiary': 'a', 'expired': False, 'topup': 8, 'confirmed': False, 'refunded': 4}, [True, True, True, True, True]), ('cleared sufficient / deposit waived', {'cleared': 20, 'pending': 15, 'restricted': 7, 'required': 10, 'waiver': True, 'auction': 'A', 'deposit_auction': 'A', 'currency': 'TOK', 'deposit_currency': 'TOK', 'chargeback': 3, 'locked': 6, 'owners': ['a', 'b'], 'owner': 'a', 'beneficiary': 'a', 'expired': False, 'topup': 8, 'confirmed': False, 'refunded': 4}, [True, True, True, True, True]), ('wrong auction', {'cleared': 20, 'pending': 15, 'restricted': 7, 'required': 25, 'waiver': False, 'auction': 'A', 'deposit_auction': 'B', 'currency': 'TOK', 'deposit_currency': 'TOK', 'chargeback': 3, 'locked': 6, 'owners': ['a', 'b'], 'owner': 'a', 'beneficiary': 'a', 'expired': False, 'topup': 8, 'confirmed': False, 'refunded': 4}, [False, False, False, False, False]), ('wrong denomination', {'cleared': 20, 'pending': 15, 'restricted': 7, 'required': 25, 'waiver': False, 'auction': 'A', 'deposit_auction': 'A', 'currency': 'TOK', 'deposit_currency': 'ALT', 'chargeback': 3, 'locked': 6, 'owners': ['a', 'b'], 'owner': 'a', 'beneficiary': 'a', 'expired': False, 'topup': 8, 'confirmed': False, 'refunded': 4}, [False, False, False, False, False]), ('expired deposit', {'cleared': 20, 'pending': 15, 'restricted': 7, 'required': 25, 'waiver': False, 'auction': 'A', 'deposit_auction': 'A', 'currency': 'TOK', 'deposit_currency': 'TOK', 'chargeback': 3, 'locked': 6, 'owners': ['a', 'b'], 'owner': 'a', 'beneficiary': 'a', 'expired': True, 'topup': 8, 'confirmed': False, 'refunded': 4}, [False, False, False, False, False]), ('topup confirmed', {'cleared': 20, 'pending': 15, 'restricted': 7, 'required': 25, 'waiver': False, 'auction': 'A', 'deposit_auction': 'A', 'currency': 'TOK', 'deposit_currency': 'TOK', 'chargeback': 3, 'locked': 6, 'owners': ['a', 'b'], 'owner': 'a', 'beneficiary': 'a', 'expired': False, 'topup': 8, 'confirmed': True, 'refunded': 4}, [False, False, False, False, False]), ('chargeback consumes balance', {'cleared': 20, 'pending': 15, 'restricted': 7, 'required': 25, 'waiver': False, 'auction': 'A', 'deposit_auction': 'A', 'currency': 'TOK', 'deposit_currency': 'TOK', 'chargeback': 30, 'locked': 6, 'owners': ['a', 'b'], 'owner': 'a', 'beneficiary': 'a', 'expired': False, 'topup': 8, 'confirmed': False, 'refunded': 4}, [False, False, False, False, False]), ('all locked', {'cleared': 20, 'pending': 15, 'restricted': 7, 'required': 25, 'waiver': False, 'auction': 'A', 'deposit_auction': 'A', 'currency': 'TOK', 'deposit_currency': 'TOK', 'chargeback': 3, 'locked': 30, 'owners': ['a', 'b'], 'owner': 'a', 'beneficiary': 'a', 'expired': False, 'topup': 8, 'confirmed': False, 'refunded': 4}, [False, False, False, False, False])]
def vary(value):
 if type(value) is int: return value*N
 if isinstance(value,list): return [vary(v) for v in value]
 if isinstance(value,dict): return {k:(v if k in ['count', 'delivery_index', 'disputed', 'maximum_set', 'minimum_set', 'stage', 'threshold', 'waived'] else vary(v)) for k,v in value.items()}
 return value
for label, request, expected in fixtures:
 check(label, solve(vary(request))['cleared-admission'], expected[N-1])
print(json.dumps({"observations": observations, "passed": all(x["passed"] for x in observations)}, ensure_ascii=False))
raise SystemExit(0 if all(x["passed"] for x in observations) else 1)
Boundary fixtureActualExpectedOutcome
normal contractFalseFalsePassed
deposit waivedFalseFalsePassed
cleared sufficientTrueTruePassed
cleared sufficient / deposit waivedTrueTruePassed
wrong auctionFalseFalsePassed
wrong denominationFalseFalsePassed
expired depositFalseFalsePassed
topup confirmedFalseFalsePassed
chargeback consumes balanceFalseFalsePassed
all lockedFalseFalsePassed

SHA-256 / 3587abed2d4e4448c2fca7fae81a5b2883be8f9b911256ab641f984fff956c92

Verification & scope

Stipulated toy auction rules, not a venue specification, financial advice, optimization claim, or live trading implementation. Nonnegative integer inputs and internally aligned list fields only. This reproducer isolates one failure mechanism. Results cover the supplied fixtures. Variants within a family share a test contract and should remain grouped when constructing evaluation splits. Related mechanisms with a shared evaluation_group must also remain together; these controlled models are not independent production incidents.

Observations recorded using Python 3.12.14 at 2026-09-29T14:46:10.975422+00:00.

Case digest / 9e85558b08c5a2802fe008e39f4b03eb6934ae1bc1d8c0cdea919da9d065cbea