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FA-56811 / Auction allocation rules / Open access

Award forfeiture: affirmative alternate consent · case 01

A provisional alternate becomes owner before affirmative acceptance.

Verified by executionVariant 1 · 10 checks per implementationDownload source bundle ↓JSON ↗

ROOT CAUSE

A provisional alternate becomes owner before affirmative acceptance.

THE FAILURE

A provisional alternate becomes owner before affirmative acceptance.

Unsuccessful approach: The attempted repair uses x["consent"]; the explicit regression cases demonstrate that this still violates the stipulated auction rule.

Case contract

A defaulted provisional auction award may be offered to a prequalified alternate. Alternate acceptance has its own deadline; original payment, delivery and forfeiture states remain separate. This model reports dispositions without recomputing bid rankings. Named decision affirmative-alternate-consent: For affirmative alternate consent, apply the stipulated decision x["accepted"] and x["consent"].

Why this case matters

Offline administrative auction model for software failure analysis.

1 / The failure

Exit 1
"""Failure Map reference implementation. Python standard library only."""
import json

N = 1
observations = []
def solve(x):
    v0 = x["defaulted"] and not x["paid"]
    v1 = not x["delivered"] or x["lot_returned"]
    v2 = x["now"]<x["offer_until"]
    v3 = x["alternate"] in x["qualified"] and x["alternate"] not in x["banned"]
    v4 = x["accepted"]
    v5 = min(x["escrow"],x["penalty"])
    v6 = max(0,x["escrow"]-x["penalty"])
    v7 = x["alternate"] if x["accepted"] and x["consent"] else x["original_owner"]
    v8 = next((a for a in x["offers"] if a not in x["declined"]),None)
    v9 = x["new_payment"] if x["accepted"] else 0
    return {'default-resale-eligibility':v0,'delivery-recovery':v1,'alternate-offer-expiry':v2,'alternate-disqualification':v3,'affirmative-alternate-consent':v4,'escrow-forfeit-ceiling':v5,'escrow-residue':v6,'ownership-transfer-gate':v7,'declined-alternate-skip':v8,'resale-payment-recognition':v9}
def check(label, actual, expected):
    observations.append({"check": label, "actual": actual, "expected": expected, "passed": actual == expected})
fixtures = [('alternate accepted / no alternate consent', {'defaulted': True, 'paid': False, 'delivered': False, 'accepted': True, 'now': 7, 'offer_until': 8, 'original_until': 5, 'alternate': 'b', 'banned': ['a'], 'qualified': ['b', 'c'], 'consent': False, 'lot_returned': False, 'escrow': 12, 'penalty': 4, 'new_payment': 9, 'original_owner': 'a', 'offers': ['b', 'c'], 'declined': ['b']}, [False, False, False, False, False]), ('normal contract', {'defaulted': True, 'paid': False, 'delivered': False, 'accepted': False, 'now': 7, 'offer_until': 8, 'original_until': 5, 'alternate': 'b', 'banned': ['a'], 'qualified': ['b', 'c'], 'consent': True, 'lot_returned': False, 'escrow': 12, 'penalty': 4, 'new_payment': 9, 'original_owner': 'a', 'offers': ['b', 'c'], 'declined': ['b']}, [False, False, False, False, False]), ('original paid', {'defaulted': True, 'paid': True, 'delivered': False, 'accepted': False, 'now': 7, 'offer_until': 8, 'original_until': 5, 'alternate': 'b', 'banned': ['a'], 'qualified': ['b', 'c'], 'consent': True, 'lot_returned': False, 'escrow': 12, 'penalty': 4, 'new_payment': 9, 'original_owner': 'a', 'offers': ['b', 'c'], 'declined': ['b']}, [False, False, False, False, False]), ('delivered original', {'defaulted': True, 'paid': False, 'delivered': True, 'accepted': False, 'now': 7, 'offer_until': 8, 'original_until': 5, 'alternate': 'b', 'banned': ['a'], 'qualified': ['b', 'c'], 'consent': True, 'lot_returned': False, 'escrow': 12, 'penalty': 4, 'new_payment': 9, 'original_owner': 'a', 'offers': ['b', 'c'], 'declined': ['b']}, [False, False, False, False, False]), ('no default', {'defaulted': False, 'paid': False, 'delivered': False, 'accepted': False, 'now': 7, 'offer_until': 8, 'original_until': 5, 'alternate': 'b', 'banned': ['a'], 'qualified': ['b', 'c'], 'consent': True, 'lot_returned': False, 'escrow': 12, 'penalty': 4, 'new_payment': 9, 'original_owner': 'a', 'offers': ['b', 'c'], 'declined': ['b']}, [False, False, False, False, False]), ('alternate accepted', {'defaulted': True, 'paid': False, 'delivered': False, 'accepted': True, 'now': 7, 'offer_until': 8, 'original_until': 5, 'alternate': 'b', 'banned': ['a'], 'qualified': ['b', 'c'], 'consent': True, 'lot_returned': False, 'escrow': 12, 'penalty': 4, 'new_payment': 9, 'original_owner': 'a', 'offers': ['b', 'c'], 'declined': ['b']}, [True, True, True, True, True]), ('offer expired', {'defaulted': True, 'paid': False, 'delivered': False, 'accepted': False, 'now': 9, 'offer_until': 8, 'original_until': 5, 'alternate': 'b', 'banned': ['a'], 'qualified': ['b', 'c'], 'consent': True, 'lot_returned': False, 'escrow': 12, 'penalty': 4, 'new_payment': 9, 'original_owner': 'a', 'offers': ['b', 'c'], 'declined': ['b']}, [False, False, False, False, False]), ('exact offer deadline', {'defaulted': True, 'paid': False, 'delivered': False, 'accepted': False, 'now': 8, 'offer_until': 8, 'original_until': 5, 'alternate': 'b', 'banned': ['a'], 'qualified': ['b', 'c'], 'consent': True, 'lot_returned': False, 'escrow': 12, 'penalty': 4, 'new_payment': 9, 'original_owner': 'a', 'offers': ['b', 'c'], 'declined': ['b']}, [False, False, False, False, False]), ('alternate banned', {'defaulted': True, 'paid': False, 'delivered': False, 'accepted': False, 'now': 7, 'offer_until': 8, 'original_until': 5, 'alternate': 'b', 'banned': ['b'], 'qualified': ['b', 'c'], 'consent': True, 'lot_returned': False, 'escrow': 12, 'penalty': 4, 'new_payment': 9, 'original_owner': 'a', 'offers': ['b', 'c'], 'declined': ['b']}, [False, False, False, False, False]), ('unqualified alternate', {'defaulted': True, 'paid': False, 'delivered': False, 'accepted': False, 'now': 7, 'offer_until': 8, 'original_until': 5, 'alternate': 'b', 'banned': ['a'], 'qualified': [], 'consent': True, 'lot_returned': False, 'escrow': 12, 'penalty': 4, 'new_payment': 9, 'original_owner': 'a', 'offers': ['b', 'c'], 'declined': ['b']}, [False, False, False, False, False])]
def vary(value):
 if type(value) is int: return value*N
 if isinstance(value,list): return [vary(v) for v in value]
 if isinstance(value,dict): return {k:(v if k in ['count', 'delivery_index', 'disputed', 'maximum_set', 'minimum_set', 'stage', 'threshold', 'waived'] else vary(v)) for k,v in value.items()}
 return value
for label, request, expected in fixtures:
 check(label, solve(vary(request))['affirmative-alternate-consent'], expected[N-1])
print(json.dumps({"observations": observations, "passed": all(x["passed"] for x in observations)}, ensure_ascii=False))
raise SystemExit(0 if all(x["passed"] for x in observations) else 1)
Boundary fixtureActualExpectedOutcome
alternate accepted / no alternate consentTrueFalseFailed
normal contractFalseFalsePassed
original paidFalseFalsePassed
delivered originalFalseFalsePassed
no defaultFalseFalsePassed
alternate acceptedTrueTruePassed
offer expiredFalseFalsePassed
exact offer deadlineFalseFalsePassed
alternate bannedFalseFalsePassed
unqualified alternateFalseFalsePassed

SHA-256 / df9bf4e4c63858b0e74563559bd9f4a8aaedda11c0064a86eec17e635f8d5586

2 / The unsuccessful fix

Exit 1
"""Failure Map reference implementation. Python standard library only."""
import json

N = 1
observations = []
def solve(x):
    v0 = x["defaulted"] and not x["paid"]
    v1 = not x["delivered"] or x["lot_returned"]
    v2 = x["now"]<x["offer_until"]
    v3 = x["alternate"] in x["qualified"] and x["alternate"] not in x["banned"]
    v4 = x["consent"]
    v5 = min(x["escrow"],x["penalty"])
    v6 = max(0,x["escrow"]-x["penalty"])
    v7 = x["alternate"] if x["accepted"] and x["consent"] else x["original_owner"]
    v8 = next((a for a in x["offers"] if a not in x["declined"]),None)
    v9 = x["new_payment"] if x["accepted"] else 0
    return {'default-resale-eligibility':v0,'delivery-recovery':v1,'alternate-offer-expiry':v2,'alternate-disqualification':v3,'affirmative-alternate-consent':v4,'escrow-forfeit-ceiling':v5,'escrow-residue':v6,'ownership-transfer-gate':v7,'declined-alternate-skip':v8,'resale-payment-recognition':v9}
def check(label, actual, expected):
    observations.append({"check": label, "actual": actual, "expected": expected, "passed": actual == expected})
fixtures = [('alternate accepted / no alternate consent', {'defaulted': True, 'paid': False, 'delivered': False, 'accepted': True, 'now': 7, 'offer_until': 8, 'original_until': 5, 'alternate': 'b', 'banned': ['a'], 'qualified': ['b', 'c'], 'consent': False, 'lot_returned': False, 'escrow': 12, 'penalty': 4, 'new_payment': 9, 'original_owner': 'a', 'offers': ['b', 'c'], 'declined': ['b']}, [False, False, False, False, False]), ('normal contract', {'defaulted': True, 'paid': False, 'delivered': False, 'accepted': False, 'now': 7, 'offer_until': 8, 'original_until': 5, 'alternate': 'b', 'banned': ['a'], 'qualified': ['b', 'c'], 'consent': True, 'lot_returned': False, 'escrow': 12, 'penalty': 4, 'new_payment': 9, 'original_owner': 'a', 'offers': ['b', 'c'], 'declined': ['b']}, [False, False, False, False, False]), ('original paid', {'defaulted': True, 'paid': True, 'delivered': False, 'accepted': False, 'now': 7, 'offer_until': 8, 'original_until': 5, 'alternate': 'b', 'banned': ['a'], 'qualified': ['b', 'c'], 'consent': True, 'lot_returned': False, 'escrow': 12, 'penalty': 4, 'new_payment': 9, 'original_owner': 'a', 'offers': ['b', 'c'], 'declined': ['b']}, [False, False, False, False, False]), ('delivered original', {'defaulted': True, 'paid': False, 'delivered': True, 'accepted': False, 'now': 7, 'offer_until': 8, 'original_until': 5, 'alternate': 'b', 'banned': ['a'], 'qualified': ['b', 'c'], 'consent': True, 'lot_returned': False, 'escrow': 12, 'penalty': 4, 'new_payment': 9, 'original_owner': 'a', 'offers': ['b', 'c'], 'declined': ['b']}, [False, False, False, False, False]), ('no default', {'defaulted': False, 'paid': False, 'delivered': False, 'accepted': False, 'now': 7, 'offer_until': 8, 'original_until': 5, 'alternate': 'b', 'banned': ['a'], 'qualified': ['b', 'c'], 'consent': True, 'lot_returned': False, 'escrow': 12, 'penalty': 4, 'new_payment': 9, 'original_owner': 'a', 'offers': ['b', 'c'], 'declined': ['b']}, [False, False, False, False, False]), ('alternate accepted', {'defaulted': True, 'paid': False, 'delivered': False, 'accepted': True, 'now': 7, 'offer_until': 8, 'original_until': 5, 'alternate': 'b', 'banned': ['a'], 'qualified': ['b', 'c'], 'consent': True, 'lot_returned': False, 'escrow': 12, 'penalty': 4, 'new_payment': 9, 'original_owner': 'a', 'offers': ['b', 'c'], 'declined': ['b']}, [True, True, True, True, True]), ('offer expired', {'defaulted': True, 'paid': False, 'delivered': False, 'accepted': False, 'now': 9, 'offer_until': 8, 'original_until': 5, 'alternate': 'b', 'banned': ['a'], 'qualified': ['b', 'c'], 'consent': True, 'lot_returned': False, 'escrow': 12, 'penalty': 4, 'new_payment': 9, 'original_owner': 'a', 'offers': ['b', 'c'], 'declined': ['b']}, [False, False, False, False, False]), ('exact offer deadline', {'defaulted': True, 'paid': False, 'delivered': False, 'accepted': False, 'now': 8, 'offer_until': 8, 'original_until': 5, 'alternate': 'b', 'banned': ['a'], 'qualified': ['b', 'c'], 'consent': True, 'lot_returned': False, 'escrow': 12, 'penalty': 4, 'new_payment': 9, 'original_owner': 'a', 'offers': ['b', 'c'], 'declined': ['b']}, [False, False, False, False, False]), ('alternate banned', {'defaulted': True, 'paid': False, 'delivered': False, 'accepted': False, 'now': 7, 'offer_until': 8, 'original_until': 5, 'alternate': 'b', 'banned': ['b'], 'qualified': ['b', 'c'], 'consent': True, 'lot_returned': False, 'escrow': 12, 'penalty': 4, 'new_payment': 9, 'original_owner': 'a', 'offers': ['b', 'c'], 'declined': ['b']}, [False, False, False, False, False]), ('unqualified alternate', {'defaulted': True, 'paid': False, 'delivered': False, 'accepted': False, 'now': 7, 'offer_until': 8, 'original_until': 5, 'alternate': 'b', 'banned': ['a'], 'qualified': [], 'consent': True, 'lot_returned': False, 'escrow': 12, 'penalty': 4, 'new_payment': 9, 'original_owner': 'a', 'offers': ['b', 'c'], 'declined': ['b']}, [False, False, False, False, False])]
def vary(value):
 if type(value) is int: return value*N
 if isinstance(value,list): return [vary(v) for v in value]
 if isinstance(value,dict): return {k:(v if k in ['count', 'delivery_index', 'disputed', 'maximum_set', 'minimum_set', 'stage', 'threshold', 'waived'] else vary(v)) for k,v in value.items()}
 return value
for label, request, expected in fixtures:
 check(label, solve(vary(request))['affirmative-alternate-consent'], expected[N-1])
print(json.dumps({"observations": observations, "passed": all(x["passed"] for x in observations)}, ensure_ascii=False))
raise SystemExit(0 if all(x["passed"] for x in observations) else 1)
Boundary fixtureActualExpectedOutcome
alternate accepted / no alternate consentFalseFalsePassed
normal contractTrueFalseFailed
original paidTrueFalseFailed
delivered originalTrueFalseFailed
no defaultTrueFalseFailed
alternate acceptedTrueTruePassed
offer expiredTrueFalseFailed
exact offer deadlineTrueFalseFailed
alternate bannedTrueFalseFailed
unqualified alternateTrueFalseFailed

SHA-256 / cc38bc574b3a08c0fc088461678ebe0769b1423ae3f786baaf3d17b3681d853e

HELD IN THE MEMBER ARCHIVE

The verified repair and its recorded checks are member-only.

This mechanism has 10 recorded checks per implementation. The open-access tier publishes the failure and the unsuccessful fix; the repaired source that passes every check, and the observations that prove it, are available to members.

Every case sharing this mechanism uses the same contract and the same repair, so this one record is held back for all of them.

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Verification & scope

Stipulated toy auction rules, not a venue specification, financial advice, optimization claim, or live trading implementation. Nonnegative integer inputs and internally aligned list fields only. This reproducer isolates one failure mechanism. Results cover the supplied fixtures. Variants within a family share a test contract and should remain grouped when constructing evaluation splits. Related mechanisms with a shared evaluation_group must also remain together; these controlled models are not independent production incidents.

Observations recorded using Python 3.12.14 at 2026-09-29T14:46:10.651753+00:00.

Case digest / 69ef4f97118710256e702f193fddc26683ce0587befdbb53a53c348620d8078c